City of Seattle

And

Seattle Police Management Association

Interest Arbitration

Arbitrator:      Gary L. Axon

Date Issued:   12/31/1993

 

 

Arbitrator:         Axon; Gary L.

Case #:              10376-I-93-00222

Employer:          City of Seattle

Union:                Seattle Police Management Association

Date Issued:      12/31/1993

 

 

IN THE MATTER OF                                  )          

                                                                        )           PERC CASE NO.

INTEREST ARBITRATION                       )

                                                                        )           10376-1-93-00222

            BETWEEN                                         )

                                                                        )           INTEREST

SEATTLE POLICE MANAGEMENT        )

            ASSOCIATION,                                )           OPINION AND AWARD

                                                Union,             )           1992-1994 AGREEMENT

                                                                        )

                        and                                          )

                                                                        )

CITY OF SEATTLE,                         )

WASHINGTON,                                           )

                                                City.                )

 

HEARING SITE:                                                      Washington Athletic Club

                                                                                    Seattle, Washington

 

HEARING DATES:                                                  July 26, 27, 28, 29, 30

                                                                                    August 3, 4, 9, 1993

 

POST-HEARING BRIEFS DUE:                            Postmarked October 5, 1993

 

RECORD CLOSED ON RECEIPT OF BRIEFS:  October 8, 1993

 

REPRESENTING THE UNION:                             James H. Webster

                                                                                    Lynn D. Weir

                                                                                    Webster, Mrak & Blumberg

                                                                                    600 Puget Sound Plaza

                                                                                    1325 Fourth Avenue

                                                                                    Seattle, WA 98101

 

REPRESENTING THE CITY OF SEATTLE:    Otto G. Klein, III

                                                                                   Heller, Ehrman, White & McAuliffe

                                                                                   701 Fifth Avenue, Suite 6100

                                                                                   Seattle, WA 98104

 

                                                                                    Cathy L. Parker

                                                                                    Assistant City Attorney

                                                                                    Civil Division

                                                                                    City of Seattle

                                                                                    600 Fourth Ave., 10th Floor

                                                                                    Seattle, WA 98104-1877

 

ARBITRATOR:                                                        Gary L. Axon

                                                                                    1465 Pinecrest Terrace

                                                                                    Ashland, OR 97520

 

                                                TABLE OF CONTENTS

                                                                                                                        Page

I.          INTRODUCTION                                                                             2

II.        PROCEDURAL RULING ON UNION'S MOTION                                

            TO EXCLUDE EVIDENCE                                                 10

III.       POSITION OF UNION

            A.        Background                                                                            14

            B.        SPMA Proposals                                                                    18

            C.        Cost of Living                                                             21

            D.        Cost of Living Is Not an Appropriate Factor

                        in Comparative Economic Analysis                          22

            E.         Other Normal and Traditional Factors                                 26

            F.         Ability to Pay and Spending Priorities                                  27

            G.        SPMA's Overtime Proposals                                                28

            H.        Medical Issues                                                                       30

            I.          Emergency Leave                                                                  33

            J.         Duration                                                                                 34

            K.        Conclusion                                                                              35

IV.       POSITION OF THE CITY

            A.        Background                                                                            36

            B.        Wage Proposal                                                                       38

            C.        Cost of Living                                                             39

            D.        Relative Cost of Living Differences in the

                        WC 7 Should be Given Substantial Weight by

                        the Arbitrator                                                             40

            E.         Available Indexes Support the Existence of

                        the Cost of Living Differential Between

                        Seattle and the WC 7                                                 41

            F.         Runzheimer Study                                                                  44

            G.        Benchmark for Comparison                                      47

            H.        Medical Premiums                                                                 47

            I.          Uniform Allowance, Differed Compensation and

                        Pension Pick-Up                                                                     48

            J.         Top Step Wages                                                                     49

            K.        Internal Equity                                                                       50

            L.         Public and Private Sector Settlements                                  51

            M.       Second Year Wages                                                               52

            N.        Three Percent Premium Pay for

                        Precinct Captains                                                                   52

            0.         Contract Year                                                             53

            P.         Overtime                                                                                53

            Q.        City Insurance Proposals                                                      55

            R.        Longevity                                                                               58

            S.         Sick Leave/Family Emergencies                                           59

            T.         Conclusion                                                                              60

V.        ARBITRATOR'S AWARD - WAGES

            A.        Background                                                                            61

            B.        Constitutional and Statutory Authority

                        of the Employer                                                                      69       

            C.        Stipulation of the Parties                                                       70

            D.        Cost of Living                                                                         71

            E.         Intercity Cost of Living Data                                                73

            F.         Comparability                                                                         78

            G.        1994 Adjustment                                                                    91

            H.        Longevity                                                                               92

            I.          Premium Pay for Precinct Captains                          92

            J.         Changes in Circumstances During Pendency

                        of this proceeding                                                                   92

            K.        Other Factors Normally or Traditionally Taken

                        Into Consideration in the Determination of

                        Wages, Hours and Conditions of Employment                     93

            APPENDIX A - SALARIES                                                              94

VI.       ARBITRATOR'S AWARD - MEDICAL COVERAGE                96

VII.     ARBITRATOR'S AWARD - OVERTIME                         100

VIII.    ARBITRATOR'S AWARD -

            SICK LEAVE/FAMILY EMERGENCIES                          103

IX.       ARBITRATOR'S AWARD - LONGEVITY                                   104

X.        ARBITRATOR'S AWARD - DURATION                         106

 

 

I.          INTRODUCTION

 

            This case is an interest arbitration conducted pursuant

to RCW 41.56.450.  The parties to this dispute are the City of

Seattle, Washington ("City" or "Seattle") and the Seattle Police

Management Association ( "Union" or "SPMA" ) The City and the Union

are parties to a Collective Bargaining Agreement that expired on

August 31, 1992.  The parties commenced bargaining in the spring of

1992  for a new labor Agreement.   The Collective Bargaining

Agreement covers approximately 62 employees holding the ranks of

lieutenant, captain and major in the Seattle Police Department.

The members of this bargaining unit are generally long-term

employees of the City who hold supervisory Positions in the Police

Department.

            The City of Seattle had a population of approximately

522,000 in 1992.  The Seattle Police Department is divided into

four main precincts for the purposes of delivering police services.

The North Precinct extends north from Lake Union covering some 32

square miles with a population of approximately 222,000.  The West

Precinct includes the downtown business core and some community

living areas, with 11.5 square miles and 63,000 residents.  The

East Precinct covers from I-5 to Lake Washington, with 8.5 square

miles and a population of 80,000.  The South Precinct covers some

31 square miles of the south end of the City with a population of

about 152,000.

            A  precinct  is  commanded  by  a  patrol  captain  and

supervised by a lieutenant on each of three 8 hour daily watches.

Up to 180 police officers are assigned to a single precinct, with

a lieutenant typically commanding 50 or more personnel at one time.

            Administratively the Police Department is divided into

four bureaus, each commanded by an assistant chief, who is assisted

by a major.  Another major commands all of the patrol captains.  In

addition, a major also commands the street functions which include

traffic, K-9, swat teams and the Harbor Patrol Unit.  Within each

bureau the major manages certain areas of responsibility and

oversees captains and lieutenants.  Some of the majors are assigned

to manage specific police functions such as vice, narcotics and the

follow-up investigation of crimes.

            The first Collective Bargaining Agreement between the

parties was effective September 1, 1978.  In 1983 the parties went

to interest arbitration before a panel chaired by arbitrator

Michael  H.  Beck.    The  parties  again  resorted  to  interest

arbitration in 1984 before a panel chaired by arbitrator Allen R.

Krebs.  Once again the parties went to interest arbitration in 1987

before a panel chaired by arbitrator Carlton Snow, to resolve the

terms of  agreement which took effect  on September 1,  1986.

Concurrently with the proceeding before arbitrator Snow, the City

also resorted to interest arbitration with the International

Association  of Firefighters  Locals  27  and  2893  representing

bargaining units within the Seattle Fire Department.

            In 1989 the City and its two firefighter units submitted

to interest arbitration its contract dispute for resolution before

a panel chaired by arbitrator Phillip Kienast.  Following the 1989

award by Kienast, the City sued to set the award aside.   The

parties resolved the litigation with a new Agreement.  The City and

the firefighter unions were thereafter able to negotiate successor

contracts  expiring  on  August  31,  1994,  without  resort  to

arbitration.

            The parties to this arbitration made extensive reference

to the decisions issued by the other arbitrators in the earlier

awards.  Each side found support for its respective positions from

the prior interest arbitration awards.   The previous interest

arbitration awards were specifically cited by the parties with

respect to how the other arbitrators dealt with the issue of the

City's  attempt  to  introduce  evidence  concerning  relative

differences in the cost of living among the various comparator

jurisdictions.   Each of the other arbitrators was required to

address  a private  study the  City had commissioned  from the

Runzheimer Company on the issue of relative differences in the cost

of living among the seven West Coast jurisdictions the parties had

used for purposes of comparison.

            In anticipation that the City would seek to introduce the

work of the Runzheimer Company on the alleged relative differences

in the cost of living among the seven West Coast jurisdictions, the

Union filed a motion to exclude evidence concerning relative

differences in the cost of living.  The motion was filed prior to

the commencement of the arbitration hearing.  The City filed a

reply asking the Arbitrator to deny the Union's motion to exclude

evidence.  At the beginning of the arbitration hearing, the Union

announced that it would not seek a ruling from the Arbitrator on

its motion to exclude evidence prior to the taking of testimony on

the merits of this case.  The Union stated that it would pursue its

motion in the post-hearing brief, and asked the Arbitrator to

reject the use of any evidence concerning relative differences in

the cost of living in coming to an Award in this case.   The

Arbitrator will deal with this issue in the section entitled

Procedural Rulings.

            Concurrently with the filing of the motion to exclude

evidence, there were a number of unfair labor practices filed with

the PERC relating to issues placed before this Arbitrator.  In a

memorandum dated July 23,  1993,  Marvin L.  Schurke  issued a

preliminary decision which pulled several of the subjects the

parties had submitted to interest arbitration.  Based on Schurke's

decision, the Arbitrator took no evidence or argument on the issues

that had been removed from interest arbitration by Mr. Schurke.

            The hearing in this case took eight days for the parties

to present their evidence and testimony.   The majority of the

hearing time was consumed on the issues surrounding the statutory

factor of comparability.   The hearing was recorded by a court

reporter and a transcript consisting of approximately 1,267 pages

was made available to the parties and the Arbitrator for the

purpose of preparing the post-hearing briefs and the Award.

Testimony of the witnesses was taken under oath.  At the hearing

the parties were given the full opportunity to present written

evidence, oral testimony and argument.  Each side called expert

witnesses to testify in support of their respective positions.  The

expert  witnesses  were  knowledgeable  and  qualified  in  their

respective fields.  The parties offered into evidence substantial

written documentation to sustain their arguments on the issues

submitted to interest arbitration.

            The Arbitrator continued to receive evidence from the

parties  after  the  last  day  of  hearing.    The  post-hearing

submissions were offered by mutual agreement in order to complete

the record, and to make the arbitration record as current as

possible.   Counsel for the parties submitted comprehensive and

lengthy post-hearing briefs to assist the Arbitrator in corning to

a decision in this case.  Both sides also offered numerous interest

arbitration awards issued by other arbitrators in the state of

Washington to bolster their respective arguments.   The parties

entered into a stipulation that this case would be heard and

decided without the use of partisan arbitrators specified in RCW

41.56.450.

            The approach of this Arbitrator in writing the Award will

be to summarize the major and most persuasive evidence and argument

presented by the parties.  After introduction of the issue and

position of the parties, I then will state the principle findings

and rational which caused the Arbitrator to make the Award on the

issues in dispute.

            This Arbitrator carefully reviewed and evaluated all of

the evidence and argument submitted pursuant to the criteria

established by RCW 41.56.460.  Since the record in this case is so

comprehensive it would be impractical for the Arbitrator in this

discussion and Award to restate and refer to each and every piece

of evidence and argument presented.  However, when formulating this

Award the Arbitrator did give careful consideration to all of the

evidence and argument contained in the record of this case.

Because of the size and complexity of the record, the parties

agreed that the Arbitrator would be excused from the 30-day time

limit prescribed by RCW 41.56.450 for the issuance of his Award.

            In a letter received on November 1, 1993, from counsel

for the Union, the Arbitrator was advised the City and the Union

had settled issues raised by the City's proposals to define "shift

extension" as two hours preceding or one hour following the normal

shift, and for a work schedule reopener.  As such, there was no

need for the Arbitrator to address these issues in the opinion and

Award.    The parties  also made the Arbitrator aware of the

continuing litigation of the unfair labor practices- during the

course of the Arbitrator's preparation of the Award.

            During the long bargaining history the parties have

developed a list of agreed upon comparators for the purpose of

determining wages and working conditions for the members of this

bargaining unit.  The agreed upon list of comparators consists of

seven West Coast cities.  The comparators are referred to by the

parties as the West Coast 7 ("WC 7").  The seven jurisdictions are

as follows:

 

                        Sacramento

                        Long Beach

                        San Diego

                        San Francisco

                        San Jose

                        Oakland

                        Portland

 

            The wages and working conditions of command officers

employed in the WC 7 served as the primary point of reference for

the evidence presented by the parties in this case.

            This  arbitration  arises  under the  Public  Employees

Collective Bargaining Act ("the Act").  The Act enumerates several

statutory  factors  to be considered by the Arbitrator.   The

statutory guidelines to be considered by an interest arbitrator may

be summarized as follows:

 

(a)        The   constitutional   and   statutory

authority of the employer;

 

(b)        Stipulations of the parties;

 

(c)        (i)     For  employees  listed  in  RCW

41.56.030(7)(a) and 41.56.495, comparison of

the wages, hours, and conditions of employment

of personnel involved in the proceedings with

the wages, hours, and conditions of employment

of like personnel of like employers of similar

size on the West Coast of the United States:

 

                                                * * *

(d)        The average consumer prices for goods and

services,  commonly  known  as  the  cost  of

living;

 

(e)        Changes  in  any  of  the  foregoing  of

circumstances  during  the  pendency  of  the

proceeding;

 

(f)        Such other factors, not confined to the

foregoing, which are normally or traditionally

taken into consideration in the determination

of wages, hours, and conditions of employment.

 

II.        PROCEDURAL RULING ON UNION'S MOTION TO EXCLUDE EVIDENCE

 

            The Union's motion to exclude evidence made prior to the

commencement of the arbitration hearing, and continued during the

course of the arbitration hearing is best summarized in the

introduction to the Union's motion as follows:

 

            This motion is based on:        (1) 1993 amendments

            to the statutory standards by which Interest

            Arbitration   Panels   must   make   their

            determinations, which demonstrate the intent

            of the legislature that such evidence not be

            considered in proceedings such as these; (2)

            the  dubious  value  of  analyses  concerning

            relative cost of living and the refusal by

            most arbitrators to consider them in their

            determinations; (3) the high cost and unfairly

            disparate burdens  that  litigation of such

            analyses  imposes  on  litigants  of  unequal

            economic  resources;  and  (4)  the  City's

            unlawful refusal to provide the Association

            with  information needed to prepare  for  a

            hearing on such issues.

 

            The City filed a responsive pleading to the Union's

motion to exclude evidence asserting Washington law supports the

City's position that such evidence should be considered by the

Arbitrator.  According to the City, the Union was attempting to use

a "variety of novel but misguided and misplaced arguments" to have

the Arbitrator ignore the fact that it costs more to live in

California than in Seattle.   In addition,  different interest

arbitrators who have resolved disputes between this bargaining

unit, and the City, and others with whom the City has contracts,

have uniformly allowed evidence concerning relative differences in

the cost of living.  The City submits the Arbitrator should allow

the evidence, and then make a decision as to what weight should be

given to the evidence concerning relative cost of living among the

WC 7.

            Regarding the Union's argument that the Arbitrator should

not consider the evidence because of the City's unlawful refusal to

provide the Union with information needed to prepare for the

hearing, the City reasons this claim is the subject of an unfair

labor practice which is properly resolved by the Washington Public

Employment Relations Commission ("PERC").   City of Bellevue v.

International Association of Firefighters Local 1604, 119 Wn. 2d 373

(1992).  The Union did in fact file multiple unfair labor practices

against the City prior to this proceeding.   Executive Director

Schurke rejected all of these unfair labor practices by ruling that

as long as each side has provided the other with a list of

comparables, the other side can do its own research and make its

own interpretation of the information it gathered.  Since the PERC,

through Executive Director Schurke, has made a determination in

this case that the City does not have to produce the information

sought by the Union, it is now up to the Arbitrator to determine

whether the evidence is relevant pursuant to RCW 41.56.450.

            The Arbitrator holds that the Union's motion to exclude

evidence is not well founded and should be rejected. RCW 41.56.450

states in relevant part as follows:

 

            . . .       The rules of evidence prevailing in

            judicial proceedings may be considered, but

            are not binding in any oral testimony or

            documentary  evidence  or other data deemed

            relevant by the chairman of the arbitration

            panel may be received in evidence. . .

 

This Arbitrator concurs with arbitrator Snow's decision in 1988

where he held that evidence concerning relative differences in the

cost of living is relevant to the determination of wages under the

statute.  City of Seattle, (Snow, 1988).

            The Union through its motion to exclude has asked the

Arbitrator to exclude all evidence related to relative cost of

living differentials as a matter of law.   By ruling that the

Union's motion to exclude should be denied, the Arbitrator is not

suggesting the City's evidence concerning relative cost of living

is credible and should control the outcome of this case.  The task

of the interest Arbitrator in this process is to determine the

ultimate weight that should be given to the evidence offered on

relative cost of living.  The question of how much weight should be

given to the purported differences in cost of living among the WC

7 will be discussed later in the wage issue.

            Moreover, the Arbitrator finds that Union's arguments

that  the  evidence  should be  rejected because  the  City  has

unlawfully refused to provide the Union with the information needed

to prepare for such a hearing is unpersuasive.  The Arbitrator

concurs with the City that the determination of whether or not the

City has committed an unfair labor practice is properly one for the

PERC.  Therefore, I am unwilling to deny the City the opportunity

to present its evidence related to the relative differences in the

cost of living.

 

            In sum, the Union's motion to exclude evidence concerning

relative differences in the cost of  living is denied.  The

Arbitrator will examine the evidence and determine its relevance,

and weight to be accorded in the discussion on the wage issue.

 

III.       POSITION OF THE UNION

 

            A.        Background

 

            The Union opened its argument with a review of the

evolution and compensation history of Seattle Police Management.

In 1980 the lieutenants base pay was 9.5% above the average of the

WC 7.  Arbitrator Beck's award in 1983 Positioned the members of

this unit 5.6% above the average for the WC 7.  Under the Krebs'

award in 1984 the monthly base salary was 3.5% above the WC 7 and

within 0.4% of the average effective September 1985.  Arbitrator

Snow's award set the base salary effective September 1, 1986, for

a lieutenant at $3,828 per month, or 1.39% below average for the WC

 

7.         The judicial appeal of the 1989 award by arbitrator Kienast

resulted in a settlement which placed the Seattle fire lieutenants'

base monthly salary 7.61% below average for the WC 7 as of August

31, 1992.  In the view of the Union, the total hourly compensation

for  lieutenants  had  fallen  so  low  that  increases  in  total

compensation ranging between 12.9% and 20.3% are required to bring

Seattle lieutenants total compensation up to the average of the WC

 

7.

            The history of the arbitration awards reveals that

arbitrators Krebs, Beck and Kienast refused to accept the City's

position that relative differences in the cost of living should be

utilized for perpetuating compensation for Seattle public safety

personnel below the average of the WC 7.  Arbitrator Snow was the

only person who gave any weight to the City's evidence regarding

relative cost of living.

            Turning to the legislative purpose and intent of the

statutory scheme for resolving contract impasses between public

employers and unions representing uniform law enforcement and

firefighter personnel, the Union asserts that an award must promote

dedicated  and  continuous  service  of  uniform personnel.    In

addition, the award must serve as an effective alternative to the

strike as a means of settling labor disputes.  RCW 41.56.430.  The

Union reasons morale suffers when compensation is disparately low

or hours disparately long. Adoption of the Union's proposals would

promote higher morale and dedication to service, and mitigate

against the ills that the legislature sought to cure by the passage

of the impasse resolution legislation.

            The statute also directs the arbitration panel to take

into  consideration  additional  standards  or  guidelines  when

establishing the wages and working conditions for employees subject

to the impasse procedure.   No issues have been raised in this

proceeding concerning the constitutional or statutory authority of

the City.  Further, the City has conceded it has the ability to pay

all amounts proposed by the Union.   The only stipulation of

relevance is the parties' agreement that the WC 7 are the proper

group of comparable employers for consideration under Subsection C

of the Act.

            It is the Union's position that a comparison of wages,

hours and working conditions of the employees represented by SPMA

with those of employees of similar rank in the WC 7 serves as the

basis to establish appropriate compensation levels.

            Regarding the factor of the average consumer prices for

goods and services, the Union asserts it provides no basis for

comparing relative levels of compensation.   The Consumer Price

Index ("CPI") is not intended to be used to make relative cost of

living comparisons among the WC 7.  The cost of living data best

serves as a measure of changes in purchasing power during the term

of the Collective Bargaining Agreement by which wages can be

adjusted. Thus, the Arbitrator should use actual compensation data

from the comparable cities--to the extent it is available--to judge

whether members of this unit need to "catch up" to relative parity

with the other jurisdictions.

            Turning to the "other factors" criteria of the Act, the

Union submits these additional factors imply a legislative mandate

to the Arbitrator that it reverse the erosion of compensation

suffered by members of the SPMA bargaining unit since 1979.  The

statutory  mandate  for  the  Arbitrator  requires  that  total

compensation for members of this bargaining unit be restored at

least to the average of the WC 7.

            The Union next argues that the award in this case should

provide guidelines that will assist the parties to reach negotiated

settlements in the future.  From the Union's point of view, the

award should instruct the parties clearly on their statutory

obligations,  and articulate fair and consistent standards for

making economic comparisons.  This Arbitrator should join with the

other arbitrators who have rejected the City's attempt to unfairly

adjust total compensation for the WC 7 based on the Runzheimer

living  cost  figures.    The  Arbitrator  should  clearly  and

authoritatively reject the City's attempt to distort economic

comparisons through these inappropriate measures.

            The goal of SPMA in this round of bargaining is to

restore parity of compensation between Seattle police managers and

their WC 7 counterparts.  Absent a compelling demonstration of

changed  circumstances  justifying  a  departure  from  previous

settlement patterns, the award of this Arbitrator should take

Seattle's compensation for SPMA members to the average of the WC 7.

            The Union claims the City's regressive bargaining posture

demonstrates the need for "firm guidance" from the Arbitrator to

assist the parties in reaching future settlements.  The four-month

wage freeze proposed by the City to be followed by a 2.8% raise in

salary is contrary to the historical settlement patterns reached

between these parties.

 

B.        SPMA Proposals

 

            The Union proposed a three-year term contract commencing

September 1, 1992.  The Union proposed a wage schedule effective

September 1, 1992, through August 31, 1993, as follows:

 

                                    APPENDIX A - SALARIES

 

A.1  The classifications and corresponding rates of pay covered by

this Agreement are as follows.  Said rates of pay are effective

September 1, 1992, through August 31, 1993.

                                                                        First                Top

                                                                        Step                 Step

            Police Lieutenant                               $6165              $6433

            Police Captain                                    $7102              $7398

            Police Communications         

              Director                                            $7102              $7398

            Police Major                                       $8168              $3508

 

A.2      Effective September 1, 1993, the base wage rates enumerated in

Section A.1 shall be increased by an amount that will cause the

total compensation to be not less than the average of the seven

West Coast cities used as comparison cities  (Long Beach, CA;

Oakland, CA; Portland, OR; Sacramento, CA; San Diego, CA; San

Francisco, CA; and San Jose, CA.)

 

A.3      Effective September 1, 1994, the base wage rates established

in Section A.1 shall be increased by an amount that will cause the

total compensation to be not less than the average of the seven

West Coast cities used as comparison cities  (Long Beach,  CA;

Oakland, CA; Portland, OR; Sacramento, CA; San Diego, CA; San

Francisco, CA; and San Jose, CA.)

 

A.4      The  total  compensation  calculation  will  include  all

compensation including wages, employer's pension fund payment,

premiums for longevity, education, and certification, holiday pay,

vacation pay and medical and dental insurance.  Calculations of

total compensation will be based on the top step Lieutenant with

twenty years of service and holding the maximum level of all

educational and certification requirements.

 

A.5      There shall be two wage steps in each rank or position.  The

first step shall begin on the date of promotion to that rank or

position and the top step will begin six months after the date of

promotion to that rank or position.  The first step will have a

basic rate of pay that is 96% of the top step for each rank or

position.

 

A.6  The differential between the top step of each rank shall be

15%.  The Director of Communications shall be paid at and receive

all of the benefits and premiums of the Rank of Police Captain.

 

A.7      A longevity premium shall be paid and shall be based on the

top step of each rank, position or classification and shall be

added to the  salaries during the  life of  the Agreement  in

accordance with the following schedule.

 

Longevity                                                                               Percentage

 

Completion of ten (10) years of service                                            4%

 

Completion of fifteen (15) years of service                                      6%

 

Completion of twenty (20) years of service                                      8%

 

Completion of twenty-five (25) years of service                              10%

                                                                                    Jt. 4(a) Appendix A.

 

            Regarding medical insurance plans contained in Article 8,

the Union would continue current medical benefits with the City

paying full cost for LEOFF II employees and for dependents for both

LEOFF I and LEOFF II employees, and continue the current cost

sharing formula for Group Health and pacific Medical.  Jt. Ex.

4(a).

            The Union next proposed to modify Article 3 to afford

overtime pay for captains and majors for time worked in excess of

40 hours per week at the rate of time and one-half.  The Union

would also reduce to one-half hour the period beyond work in an 8

hour day for which employees accrue overtime.

            Turning to the City proposals,  the Union asks the

Arbitrator to reject the proposals to modify Article 3, Employment

Practices;  Article  5,  Holidays;  Article 8,  Medical Coverage;

Article 10, Sick Leave; and Article 19, Duration.

            The Union asserts that depending on how the medical costs

are evaluated it is demonstrated that increases between 13.7% and

20.3% in salary and longevity are required effective September 1,

1992, to restore total compensation to the average of the WC 7.

Depending on the amount the Arbitrator might award on longevity,

lesser increases in base salary would be required.  For the second

and third years of the three-year contract, the Union has proposed

a formula that would be sufficient to maintain a 20-year Seattle

lieutenant with total compensation equal to the average 6f the WC

7.         The Union submits adoption of these proposals will enable the

bargaining unit to catch up and keep up with their counterparts in

the WC 7.

            Historically the parties have used compensation for a

lieutenant with 20 years of longevity as the benchmark for making

comparisons and determining differentials between the ranks.  In

the current round of bargaining the City now asserts that 23 years

of service should represent the benchmark.  The Arbitrator should

reject the City's attempt to vary the benchmark position in order

to make its offer more acceptable.  Variation in the standard 20-

year benchmark will only invite constant relitigation of the

benchmark in future bargaining.

            The Union notes that if the award were to be based on

base salary alone, an increase of at least 7.1% as of September 1,

1992, and 11.1% as of September 1, 1993, would be required in base

salary to restore a 20-year lieutenant to the WC 7 average.

However, it is the position of the Union that the wage award should

be based on total compensation paid to members of this bargaining

unit.  The evidence offered by the Union demonstrates that when

total compensation is calculated for hours worked, the disparities

as of September 1, 1992, rise to 16.7% from the average of the WC

7.         These disparities increase when the comparisons are made as of

September 1, 1993, the first anniversary of the new contract.  The

Union calculates that based on its total compensation analysis an

increase on the base salary of 19.5% is necessary to equal the

average of the WC 7.

            Moreover, SPMA has proposed to increase longevity at 20

years of service from 4% to 8%.  If the Arbitrator grants this

proposal, then the additional increase on base salary of 15.5% will

bring Seattle up to the average of the WC 7.

 

            C.        Cost of Living

 

            The Union claims the cost of living factor is a secondary

guideline for interest arbitration panels to utilize in making

economic adjustments.  Cost of living is best used as a means to

make mid-term economic adjustments.   The initial term on the

contract should be resolved by the comparison of wages, hours and

conditions of employment between Seattle and the WC 7.  Once the

wages are established for the first year,  the CPI should be

employed for mid-term adjustments that ensure buying power will not

be eroded during later years of the contract term.

            SPMA has proposed that for 1993 and 1994 the base rate

should be adjusted so the total compensation is not less than the

average for the WC 7.   If the Arbitrator grants the Union's

proposal for a first year increase sufficient to "catch up" with

the WC 7, then the CPI should be employed for the second and third

years of the contract.

            The Arbitrator should reject the City's use of a formula

based on 90% of the CPI with the floor of 2% on a cap of 7% for

future increases.  Fractional costs of living adjustments do not

preserve purchasing power when the employer seeks to shift future

medical premium increases to the employees.   The parties most

recent voluntary settlements required the use of 100% of the CPI-W.

The City's contracts with the Seattle Police Officers' Guild and

the firefighter unions use a full cost of living formula.

 

            D.        Cost of Living Is Not an Appropriate Factor in

                        Comparative Economic Analysis

 

            The Union contends the Arbitrator should reject the

City's use of intercity living cost comparisons in order to

discount the compensation paid to similar personnel of the WC 7

based on allegedly lower prevailing wages and cost of living in

Seattle.   The arbitration Act does not contemplate the use of

intercity cost of living comparisons.   This Arbitrator should

follow the previous decisions of arbitrators Beck, Kienast and

Krebs in rejecting the use of intercity cost of living comparisons

for determining the appropriate wage level of SPMA members.

            Even if the Arbitrator does consider such comparisons,

they warrant no reduction in Seattle wages relative to the WC 7

based on alleged differences in prevailing wages or living costs.

Evidence presented by the Union at the hearing demonstrated that

Seattle area wages are at least as high as the WC 7 area wages.

Federal Wage System surveys of private sector blue collar wages

published by the Department of Defense, Area Wage Surveys and the

Occupational Compensation Survey published by the Bureau of Labor

Statistics demonstrate that Seattle wages are higher than the

average of the WC 7.

            The Union concludes that interest arbitration is guided

by RCW 41.56.460(c).  Pursuant to statute an arbitrator may not

properly impose relatively lower economic status on Seattle public

safety  personnel  within  their  community  than  their  WC  7

counterparts enjoy within their respective communities. Under such

circumstances the Arbitrator should disregard the City's relative

cost of living analysis as unsuitable for consideration in an

arbitration proceeding as a matter of policy and legislative

intent.  The Arbitrator should also disregard such cost of living

evidence because the City has not cooperated to permit SPMA

reasonable opportunity to test the evidentiary soundness of the

City's living cost studies.

            The Union next argues that the City's intercity cost of

living evidence is unreliable.  The privately commissioned report

by the Runzheimer Company purported to quantify alleged differences

in wages and living costs in the WC 7 by which it reduced the WC 7

compensation for purposes of comparison with Seattle.  Additional

studies published by ACCRA, AIRINC, Coldwell Banker, and others

were  offered  to  enhance  the  credibility  of  the  Runzheimer

conclusions through a parade of data, all concededly flawed.  The

Union argues there were at least a dozen errors inherent in the

City's approach that make reliance on the Runzheimer living cost

report inappropriate.  The arguments of the Union are summarized as

follows:

 

 

            1.         Direct evidence of indicator occupations

            is readily available and supported by unbiased

            government surveys to measure wages across

            cities.  The ability to determine prevailing

            wage rates across areas can be done far more

            easily, economically and reliably than one can

            measure the cost of living by private studies

            or other means.

 

            2.         Proper inter-area cost of living studies

            are enormously costly and complex.   The BLS

            abandoned  its  inter-area  cost  of  living

            studies  in  1981.    Private  studies  like

            Runzheimer fail to account for other factors

            which can affect the wage levels in different

            jurisdictions.  Hence, studies like Runzheimer

            are inherently unreliable and should not be

            credited in this proceeding.

 

            3.         Runzheimer's results concerning housing

            prices are inherently flawed because they vary

            greatly  from  actual  home  purchase  values

            reported by the City for its police managers

            than those used in the Runzheimer study.

 

            4.         The Runzheimer  study  is  structurally

            flawed because in relies unduly on rigid home

            purchase specifications.

 

            5.         The Runzheimer Report is flawed because it

            fails to differentiate between the consumption

            and investment components of home ownership.

            A purchase of a house cannot be viewed as both

            investment and savings.

 

            6.         The City and Runzheimer have manipulated

            the contents of Runzheimer's report so as to

            preclude SPMA from evaluating the data to

            support the conclusions regarding the housing

            element of the cost of living study.

 

            7.         Runzheimer's methodology for selecting

            representative home purchase transactions must

            be deemed flawed because Runzheimer will not

            disclose  the  criteria  for  making  its

            selections.

 

            8.         Runzheimer has hidden its methodology to

            the point that SPMA was not even permitted to

            know the standard error of any of the data

            samples used in the study.

 

            9.         The Runzheimer Report is structurally

            flawed because it assumes that all police

            managers in Seattle and the WC 7 will drive

            the same automobiles the same distance each

            year.

 

            10.       The Runzheimer methodology ignores the

            fact that workers may benefit from state and

            local governmental services financed by taxes.

 

            11.       The Runzheimer study reaches conclusions

            that are contrary to those reached by BLS

            experts who have no stake in the outcome of

            this proceeding.    For example,  Runzheimer

            argues that food cost at home is lower in

            Seattle than all of the WC 7 cities.  The BLS

            experts conclude just the opposite,  namely

            that food at home costs more in Seattle.

 

            12.       Runzheimer's market basket of goods and

            services is insufficient to provide accurate

            data when compared to the BLS market basket of

            goods and services for calculating the CPI.

 

            In sum,  the Union concludes Runzheimer evidence is

seriously flawed and should not be used as a basis to reduce

compensation for Seattle police managers.

            Lastly,  the  City's  other  intercity  cost  of  living

evidence is likewise unreliable for the same or similar reasons

stated for rejecting the Runzheimer study.   The other evidence

offered by the City to support its arguments regarding intercity

cost of living has been judged to be of "dubious value" and should

be disregarded by this Arbitrator in his determinations in the

instant case.  Even arbitrator Snow who allowed consideration of

the Runzheimer Report indicated that he used it only as a source of

guidance,  and not  as  a precise measure  of  cost  of  living

differences between Seattle and the WC 7.

 

            E.         Other Normal and Traditional Factors

 

            The City has historically placed a high value on the

experience of Seattle police managers.   The early agreements

established Seattle police managers' base salary 9% above the WC 7

in 1980.   The compensation and working conditions established

during these times should not be altered absent a persuasive

demonstration of circumstances warranting a reduction in the

relative wage position of this group of employees.

            The testimony offered by police managers demonstrated

that workload increased tremendously over recent years as the

result of the greater demand for police services.  Further, the

range and scope of management duties performed and the activities  

undertaken to stop crime and to assist citizens through the

community policing program has driven the workload of the members

of this bargaining unit to its highest levels.  Testimony offered

by members of this bargaining unit at the hearing revealed an

organized and dedicated group of management employees seeking to

provide the highest level of police services for the citizens of

Seattle.

 

            F.         Ability to Pay and Spending Priorities

 

            It is the position of the Union the City has established

adequate reserves to pay SPMA's proposal,  and the electorate

strongly supports expenditure of public funds for public safety.

According to the Union, the City's doomsday forecast is predictable

but unfounded in view of the evidence that demonstrates the City is

in good financial health.  The City does not dispute its ability to

pay wages  in accordance with the proposal.    Therefore,  the

Arbitrator must assume the City is in a position to restore

relative compensation levels to the average of the WC 7 as proposed

by SPMA.

            The Union next argues that Seattle police managers total

compensation has declined in relation to their counterparts in

other areas of City employment.  There has been a serious erosion

of parity to comparable fire department personnel, the mayor and

City counsel members.  It will take a 10.3% increase to restore the

1986 relative parity level between a battalion chief in the fire

department and a police captain.

            Adoption of the City's proposal will also accelerate the

erosion of the relative standing of police managers among Puget

Sound jurisdictions.   Seattle police managers have typically

enjoyed  a  pay  advantage  over  local  commanders  in  smaller

jurisdictions in the Puget Sound area.  A fair settlement in this

case will not only restore Seattle police managers to the historic

parity with the WC 7, it will also restore the superiority of their

compensation over the smaller Puget Sound police departments.

 

            G.        SPMA's Overtime Proposals

 

            The Union proposed to include captains and majors within

the overtime provision of the current Agreement   In addition, the

Union would also eliminate the thresholds below and above which the

City has discretion to award compensatory time off in lieu of

overtime compensation. Pursuant to the Union's proposal, employees

would have the option to receive overtime compensation for time

worked in excess of 40 hours per week.  The Union would also reduce

to one-half hour the period beyond work in an 8 hour day for which

employees accrue overtime.

            While the Union recognizes that captains and majors are

managers and expect to do what it takes to get the job done, the

current working system for captains and majors in the Seattle

Police Department is unfair and destructive of bargaining unit

morale.  Employees in these ranks now must routinely work long

hours of overtime each month in order to do their jobs.  A Union

survey of the membership revealed that captains work an average of

48 1/2 hours of overtime per month.  The majors average over 34

hours overtime per month.  The precinct commanders work an average

of 60 to 70 hours per week.

            Testimony from the captains and majors revealed that the

escalation in workload can be traced in part to the explosion in

the prevalence of violence, drugs and gangs.  Because the community

is concerned and frightened, the City has sought to respond in part

by becoming involved in community Policing.  The community Policing

concept expands the amount of overtime hours necessary by command

officers to perform their jobs.  Further, internal factors have

also expanded the workloads of the command officers.  The Union

witnesses explained that due to staff reductions in other parts of

the  Department,  functions  such  as  training,  inspections  and

research have shifted work to command officers.  The Union also

cites the need for a greater command presence due to the fact

Seattle has a very young patrol force which requires additional

supervision and direction.  Police managers routinely take work

home with them in order to complete tasks necessary to accomplish

the job.

            Regarding the executive leave provision contained in the

present contract, the Union takes the Position the executive leave

program does not adequately compensate members for their overtime

work.  The overtime work by captains and majors far outstrips the

59 to 60 hours of executive leave available to the command staff.

According to the Union, a substantial amount of overtime is also

put in by lieutenants "off-the-clock."  The demands of the job are

so great that these managers cannot take all of their executive

leave and still accomplish their duties.

            Turning to the City's proposal for a 3% premium pay for

precinct commanders, the Union alleges this offer is more of an

"insult" than a remedy.  The 3% premium would only serve to

legitimize the unfair work demands the City places on police

managers.  Nor would the 3% premium provide the City with financial

incentives  to  alleviate  the  workload  burdens  that  overtime

compensation  has  historically  served  in  this  country.    All

predictions are for workloads and work hours of Seattle Police

managers to increase.

            The issue of whether the Fair Labor Standards Act applies

to members of this bargaining unit is the subject of litigation

between  the  City  and  the  Union.    The  City  disputes  the

applicability of the Fair Labor Standards Act to the members of

this bargaining unit.   For purposes of this proceeding,  the

Arbitrator must assume that SPMA will not succeed in its litigation

on the applicability of the Fair Labor Standards Act to the members

of this unit.

            For all of the above stated reasons, the Arbitrator

should reject the City's offer and award the Union's proposal to

modify the  overtime provisions  of  the Collective  Bargaining

Agreement.

 

            H.        Medical Issues

 

            SPMA proposes to continue current medical benefits with

the  City paying full costs  for LEOFF  II  employees  and for

dependents of both LEOFF I and LEOFF II employees.  In addition,

the Union would have the City continue the current cost sharing

formula for Group Health and Pacific Medical.  This would result in

an annual cost figure of $4,354 per employee.  Un. Ex. 152.

            The Union vigorously asserts that the City's assumptions.

for calculating the cost for insurance seriously overstates the

actual cost to the City for members of this bargaining unit.  The

City has computed an annual cost figure of $7,458 per employee for

medical insurance.

            From the viewpoint of Union, to reduce base year salaries

through a total compensation analysis using the $7,458 figure not

only seriously overstates the total amount paid in 1993 but will

compound the inequity over the second and third years of the

contract.  The reasons offered by SPMA for calculating the cost of

the insurance benefit are summarized as follows:

 

            1.         The use of LEOFF II premium cost best

            recognizes the changing demographics of this

            bargaining unit.  The predominance of LEOFF I

            members of this bargaining unit will change

            dramatically during the term of this contract

            as the older officers begin to retire.  As the

            LEOFF  I  membership  rapidly  declines,  the

            number  of  LEOFF  II  members  will  rapidly

            increase within this bargaining unit.  Thus,

            the declining percentage of LEOFF I members

            makes any expense differential temporary.

 

            2.         The Union's calculation affords the SPMA

            bargaining unit  the  benefit of  city wide

            pooling of  health care  costs  and premium

            experience.   Use of LEOFF I direct payment

            costs is contrary to pooling principles that

            the City otherwise follows in its approach to

            health care cost and benefit administration.

            The dwindling numbers of LEOFF I police group,

            over time, will only exacerbate the situation.

 

            3.         Adoption of LEOFF II premium costs avoids

            having to  come  to  terms  with the  City's

            misleading, questionable and nonexistent data.

            The premium charge for dependents of LEOFF I

            is overpriced, and the City admits there is no

            data to support the charge.  It is now beyond

            dispute that LEOFF I premium no longer bears

            any relation to the cost incurred in this

            group.

 

            4.         The use of the LEOFF II premium cost most

            fairly applies the benefit of this bargaining

            unit's share of the $2 million refund and $4

            million premium freeze and premium holiday

            received by the City from King County Medical.

 

            Adoption  of  premium  rates  in  effect  at  contract

expiration  will  enable  prompt  settlement  of  future  contract

negotiations.    To use the 1993 premium amounts in the total

compensation analysis as suggested by the City, only provides the

City with an incentive to delay resolution of the dispute.

            The City has used the annual medical cost figure of

$7,458 in all of its total compensation exhibits.  City Exs. 102,

104, 106.  According to the Union, this figure is misleading and

seriously overstates the medical costs incurred by the City for

this bargaining unit.   The City's approach to the insurance

calculation assumes that all bargaining unit members are covered by

the LEOFF I program when in fact the City's exhibit shows that 11

members are not LEOFF I employees.  It also incorrectly assumes

that all bargaining unit members will elect the most expensive

LEOFF I dependent coverage.  The Union claims that it would be

seriously unfair to calculate the insurance cost using the most

expensive numbers in order to drive down wages for members of this

bargaining unit.  SPMA concludes that the proper measure of the

medical cost component of total compensation is the LEOFF II

premium amount.

            Turning to the remainder of the City's proposal on

medical issues, the Union avers the Arbitrator should reject, with

one exception,. the City's medical proposals.  SPMA has no objection

to the City's proposal to reduce the employee share of the group

health premium from 20% to 10% and the City's proposal to increase

the service co-pays for doctor visits, prescription drug supplies

and emergency room visits.  The Arbitrator should decline to impose

any preferred provider medical benefit program on the LEOFF II

employees and dependents covered by King County Medical ("KCM").

The City has not justified this change by comparison with either

the WC 7 or local comparators.  No other bargaining unit of City

employees has agreed to such a plan.  SPMA has no objection to a

contract provision that would permit the City to offer Preferred

Provider Organization ("PPO") coverage as an option to employees in

this bargaining unit.

            The Arbitrator should also reject the City's attempt to

impose on the employee a share of future insurance premiums after

1993.  There is no benefit to the City or to the employee from

premium sharing because health insurance premiums payable by

employees are paid with after-tax dollars.   If all future rate

increases fall on the employee, the City will have no incentive to

negotiate to keep those premiums down.

 

            I.          Emergency Leave

 

            The Arbitrator should reject the City's proposal to amend

Article 3.13 by limiting release time for family emergencies to

LEOFF I employees.  While LEOFF II employees can use sick leave for

family emergencies, none of the WC 7 provide a separate paid family

emergency  leave benefit.   The Arbitrator should reject this

proposal in order to maintain parity within the bargaining unit.

LEOFF II employees should not have their personal sick leave

reduced in order to care for family members, when LEOFF I employees

are not so restricted.  Nor has the City demonstrated that any

other LEOFF II employees in the City or the state must forego sick

leave to handle family emergencies.  Therefore, the City's proposal

should be rejected by the Arbitrator.

 

            J.         Duration

 

            The Arbitrator should adopt SPMA's proposal for a three-

year contract with full retroactivity to September 1, 1992.  The

parties have consistently agreed to contract periods extending from

September 1 until August 31 of the following year.  The Arbitrator

should reject the City's attempt to alter the term of the contract

from January 1 through December 31.  It is the position of the

Union that  the parties  had agreed to a three-year contract

extending from September 1, 1992, until August 31, 1995.  On July

19,  1993,  the  City  repudiated  its  agreement  and  bargained

regressively by proposing an unlawful term of three years and four

months, ending December 31, 1995. At the hearing, the City altered

its proposal and offered a contract of two years and four months,

ending December 31, 1994, with pay increases not effective until

January 1,  1993.   The changes in the City's proposals on the

duration of the contract are the subject of an unfair labor

practice complaint.

            The  proposed  four-month  salary  adjustment  period

constitutes a salary freeze that carries forward year after year

into the future.  The City has not justified such a regressive

change.  By altering a change of the Contract term, the members of

this bargaining unit would be placed further away from the CPI

adjustment, and increase the disparity in the contract term with

the WC 7 whose adjustments extend from July 1 through June 30~

SPMA is aware of no case where an interest arbitrator has ever

failed to give full retroactivity to a wage increase.

 

            K.        Conclusion

 

            The SPMA concluded in its post-hearing brief as follows:

 

            Compensation  of  Seattle  police  management

            personnel relative to their counterparts in

            the comparison cities has steadily eroded each

            year since SPMA commenced bargaining in 1979.

            Troubled financial times for the City provided

            an early explanation,  but with the City's

            fiscal  heath  restored  there  has  been  no

            restoration of appropriate compensation levels

            such  as  precided  the  crisis.    The  SPMA

            economic proposals provide a suitable basis

            for this restoration.

 

            The statute under which this proceeding is

            convened has as its primary goal to foster the

            dedicated  and  uninterrupted  service  of

            uniformed personnel.  But such dedication does

            not  flourish  in  the  face  of  the  City's

            consistently regressive bargaining posture.

 

            Nor ought it be necessary for this small

            bargaining unit to shoulder the burdens of

            litigation for every contract settlement.  A

            proper   award   should   facilitate   future

            settlements.

 

            For these reasons and the reasons set forth

            above in this brief, the Arbitrator should

            award SPMA's proposals.

                                                            Brief, p. 149.

 

IV.       POSITION OF THE CITY

 

            A.  Background

 

            The City recognizes  that members  of the SPMA have

performed admirably in steering the Department through a course of

change mandated by shifting needs for police services.  However,

the City is unwilling to "hand over the key to the treasury" as a

reward for police managers having performed their jobs well.  SPMA

believes fairness and equity require that they be paid at or above

the average of their West Coast comparable jurisdictions. Pursuant

to the Union's approach all other factors are to be ignored.  The

City avers that all of the statutory factors must be taken into

account  when  setting  compensation  for  the  members  of  this

bargaining unit.  The Arbitrator must give consideration to the

impact of  an award  on the citizens  of  Seattle  and on the

approximate 10,000 other City employees.

            The City next asserts it is the task of the interest   IF

Arbitrator to fashion an award which constitutes an extension of

the bargaining process.  This Arbitrator must reject the notion

that interest arbitration is the place for the attainment of

unrealistic proposals which would never be acceptable in the

underlying negotiation process.  The Arbitrator should enter an

award which will be as nearly as possible to what the parties

themselves would have reached if they had continued to bargain with

determination and good faith.   Application of the mechanical       

formula proposed by SPMA does not take into account the full range

of factors which are required under Washington law.

            The goal of the City in these negotiations is to work

hard to be conscious and fair in its approach to labor relations

with all of its 50 different bargaining units which are represented

by over 30 unions.   Eighty percent of the City's employees are

covered by collective  bargaining agreements.    In the Police

Department alone, there are 9 different bargaining units which must

be considered in the formulation of the City's labor relations

policy.

            The City reviews a great many factors when determining an

appropriate wage increase for represented employees. At the outset

the City looks at the CPI to determine what it will take for

employees to maintain their purchasing power.  For many years the

CPI was the primary factor behind the City's labor negotiations.

In recent years when inflation has been low, the public safety

units have tried to shift the focus to looking at the WC 7 as a

dominant factor for establishing wage rates.

            The City also examines the local labor market to ensure

that its wage and benefit package is competitive with other Puget

Sound employers.  The taxpayers will not support wage increases

which are out of line or inappropriate with other local public

sector employees.  Economic conditions in the City of Seattle are

also a basic criteria when determining a wage increase for City

employees.  Another important factor is the relationship to other

bargaining units.  Over the last 20 years, the members of SPMA and

Seattle Police Officers' Guild have received about the same wage

increase.  The City cannot ignore what is happening with other City

bargaining units when it negotiates with SPMA.

            The City also examines the relationship of the SPMA to

the stipulated comparables  in the WC  7.  Pursuant to its

evaluation of the WC 7, the City factors in differences in the

relative cost of living among the WC 7.  The City also reviews the

percentage increases given by the other WC 7 cities and performs a

total compensation analysis.   The City submits its approach is

consistent with the statutory framework for resolution of disputes

under interest arbitration.

            The City argued that SPMA proposals are little more than

"an effort to turn arbitration into gamesmanship."  The Arbitrator

should reject the Union's  myopic focus upon the California labor

market."  The Arbitrator should draft an award which instructs the

parties that the statute requires consideration of many factors,

not just a rigid comparison with the wages paid in the WC 7.

 

            B.        City Wage Proposal

 

            The City has proposed that members of this bargaining

unit receive a 2.8% increase effective January 1, 1993.  Pursuant

to the City's proposal, wages would be frozen at their present

level from September 1,  1992, through December 31,  1992.   In

reviewing the City's proposal the Arbitrator should consider that

the City agreed to absorb the entire 1993 medical cost increase for

the bargaining unit.   The cost of that agreement worked out to

approximately $79,000, which is close to 2% of the salary for this

bargaining unit.  While the City does not argue inability to pay,

the City's financial health dictates a cautious approach to the'

establishment of wages for the members of SPMA.  The City is not

flush with cash which should be allocated to a 15% to 30% wage

increase for the members of this bargaining unit.   Declining

revenues and financial uncertainty in the private sector argue

against adoption of the Union's proposal.

            Additionally,  the  City  has  taken  significant  and

substantial measures in response to a slowing economy.  The City

has reduced expenditures in order to balance the budget.  The City

imposed a hiring freeze in May of 1991.  In the 1992 budget 224

positions were eliminated and another 175 positions were slashed

from the 1993 budget.

 

            C.        Cost of Living

 

            The City takes the position that increases in the cost of

living support the offer of a 2.8% wage increase for the first year

of the contract and a cost of living increase for 1994.  The U.S.

CPI-W Index increased at an annual rate of 3.1% from September 1991

through August  1992,  which was  the  last year of  the prior

bargaining Agreement.  Since that time annualized increases in the

CPI-W have ranged from 2.8% to 3.2%.  Locally, the Seattle area CPI

has increased at about 3.5%.  If the CPI medical cost component is

excluded, the CPI increase was 2.8% effective August of 1992.

Since then the index without the medical component has seen an

average increase of 2.8%.

            The  bargaining  history  supports  a  wage  increase

controlled by a CPI formula.  Three of the four previous contract

years set the wage increase based upon a CPI formula.   The

overwhelming majority of City bargaining units have agreed upon an

increase of 90% of the CPI for 1993 wages.  The City calculates

that since the CPI applicable to this unit was 3.1%, use of a 90%

figure results in a wage increase of 2.8%.

 

            D.        Relative Cost of Living Differences in the WC 7

                        Should be Given Substantial Weight by the Arbitrator

 

            It is the position of the City that in setting wages for

this bargaining unit the Arbitrator must take into account the

differences in the cost of living in the WC 7.  According to the

City, all of the independent measures which either party offered at

the arbitration hearing support the conclusion that the cost of

living is higher in California than in Washington.  Dr. Jonathan

Leonard gave persuasive testimony that wage differences tend to

reflect the cost of living differences throughout the country.  Dr.

Leonard explained that if you are going to compare pay levels

across regions or time periods with very different pay levels, one

has to take into account differences in the cost of living.  In Dr.

Leonard's view, all of the indexes the City used in this case tend

to correlate with each other.  The studies all tell the same story

that the cost of living is higher, in general, in the California

comparison cities than in Seattle.  The bottom line is there is

unanimous support for the notion the cost of living is higher in

California than in Seattle.

            Even the Union witness, Mr. Kilgallon concurred with Dr.'

Leonard that wages tend to reflect any cost of living differences

among the WC 7.

 

            E.         Available Indexes Support the Existence of a Cost of

                        Living Differential Between Seattle and the WC 7

 

            Federal Pay Act.  The federal government has provided by

law a premium differential for certain specified West Coast cities.

Law enforcement officers  in Los Angeles  CMSA receive a  16%

differential and for law enforcement officers in San Francisco,

Oakland,  San  Jose  CMSA  and  in  the  San  Diego  CMSA,  an  8%

differential is paid.  Law enforcement officers 'employed by the

federal government in Seattle and Portland do not receive any

differential.  Kilgallon testified that in Los Angeles and the San

Francisco Bay area federal employees receive an 8% pay supplement.

 

            ACCRA.  Three of the WC 7 jurisdictions participate in

the ACCRA study:  Portland, Long Beach and San Diego.  The ACCRA

intercity cost of living report revealed that for the first quarter

of 1993, Seattle was 4.5% lower than the average of those three

other West Coast jurisdictions.

 

            AIRINC.  AIRINC is an organization which independently

prepares intercity cost of living data.  AIRINC collected data

during 1992 for Seattle,  San Francisco and Los Angeles.   The

standard of living used is based on a before tax income of $50,000.

AIRINC concluded that the cost of living in Seattle is 15.8% lower

than the average cost of living in San Francisco and Los Angeles.

If housing is excluded, the differential is about 12%.

            Urban Family Budget.   The Bureau of Labor Statistics

published  an  urban  family  budget  for  many  years  before

discontinuing it in 1981.  In 1981 the average urban family budget

for West Coast cities (excluding Seattle) was 5.7% higher than

Seattle.  The City updated this data by applying the annual CPI

increase for each location.  Using this methodology, the 1992 urban

family budget for Seattle is 9.4% lower than the average for the

other WC 7 jurisdictions

            Housing Data.   The City offered a number of studies

concerning  the  cost  of  housing  in  the  various  West  Coast

jurisdictions.  The Coldwell Banker study revealed that among all

of the WC 7, only Portland had housing costs lower than Seattle.

According to the Coldwell Banker report, the average differential

between a house in Seattle and the WC 7 was 44%.

            The Federal Housing Finance Board prepared data on the

average price of newly built single family homes subject to

conventional first mortgages.  During the first quarter of 1993 the

average price of a home in Seattle was 23% less than that in the

six West Coast jurisdictions.  San Francisco was not included in

the study.

            Information provided by the National Association of

Realtors from the WC 7 revealed that Seattle housing cost averaged

25% lower than the average of the WC 7 jurisdictions for the first

quarter of 1993.  For the entire year of 1992, Seattle was 27%

lower than the average of the West Coast jurisdictions.  In sum,

all of the  studies  reveal that the cost of housing in the

California cities is substantially higher than in Seattle.

            Department of Commerce.  The most recent data available

from the Department of Commerce is for 1988.  Per capita income in

Seattle is 6% less than the average of the WC 7 jurisdictions.  The

Department of Commerce also computed the average annual pay in

large metropolitan areas.   For. 1989 Seattle was 6% below the

average annual pay in the WC 7.

            Area wage Surveys.  Both parties spent a considerable

amount of time compiling data and offering testimony concerning

wage comparisons in the comparable jurisdictions.  The Department

of Labor's reports were the source of most of the data on the

subject of area wage surveys.  The use of the data was complicated

by the fact the surveys represented different years for different

jurisdictions.  A change in methodology for collecting the data

also complicated utilization of area wage surveys.  Whatever flaws

may exist in the area wage surveys, the bottom line is that wages

are higher in the WC 7 than in Seattle.

            For office occupations, Seattle is 5.6% below the WC 7

average.   If one examines professional and technical employees,

Seattle is 5.9% below the WC 7 average.  Dr. Leonard testified from

his review of the data that the pattern generally holds up that

wages tend to be higher in California than in Seattle.

            The most recent data was released after the hearing and

included in the record of this case by stipulation.  A review of

the job categories reveals that wages are higher in the West Coast

comparables than they are in Seattle.  Administrative occupations

in Seattle are paid 9.1% below the WC 7 average.   Technical

occupations in Seattle receive 4.9% less than the WC 7,  and

clerical occupations receive 6.5% less than the WC 7.   A new

category of police officer has also been included in the Department

of Labor data collection system.  In the Seattle police officer

category,  the Department of Labor study demonstrates Seattle

officers are paid 10.9% less than their WC 7 counterparts.

 

            F.         The Runzheimer Study

 

            The City commissioned a study by the Runzheimer Company

to  compare  the  cost  of  living  in  each  of  the  West  Coast

jurisdictions with Seattle.  The results of the Runzheimer Report

are  entirely consistent with the conclusions reached by the

previously described intercity cost of living studies.  Regardless

of who does the study, the results demonstrate that cost of living

and relative wages are higher in California than in Seattle.  Even

Union witness Kilgallon admitted that the Bay Area is a "high cost,

high wage" area.  This Arbitrator should follow the lead set by the

most recent arbitration award between the parties by arbitrator

Snow giving weight to the evidence concerning intercity cost of

living.

            The City maintains the Arbitrator should give Substantial

credit  to  the  Runzheimer  Report.    The  Runzheimer  Report

demonstrated the total difference between the cost of living in

Seattle and the average of the West Coast jurisdictions is 6.4%.

Another critical fact that is often overlooked in comparing the

difference between Seattle and the West Coast jurisdictions is in

state and local taxes.  Oregon and California have a state income

tax, Washington does not.  The average payment of state and local

taxes for the WC 7 employees is almost $2,000 at the $62,700 income

level.  The members of this bargaining unit make no similar payment

for state income taxes.

            The Arbitrator should credit the findings of Runzheimer.

Runzheimer is a well-respected organization with an impressive list

of public and private clients.   Public agencies and private

organizations utilize Runzheimer's city cost of living data to help

them adjust wages in a manner which reflects differences in cost of

living between various locations.

            The methodology utilized by Runzheimer to examine cost of

living is reliable. Runzheimer employs demonstrated techniques for

creating  cost  of  living  information  about  various  cities.

Runzheimer methodology examines living costs in the categories of

taxation, transportation, housing, and goods and services.  Annual

family living costs in each category are totaled and compared with

other jurisdictions in order to arrive at a total comparative

analysis.  With respect to the Union challenge to the Runzheimer

data based upon its refusal to release the underlying proprietary

formulas which are used in making its living costs assessments, the

City argues the position is unfounded.  As a private organization

Runzheimer must protect its proprietary information against those

who  would  copy  and  erode  its  Position  in the  marketplace.

Runzheimer produces reports that are relied on by large companies

such as IBM, Weyerhaeuser and Boeing.   When it produces these

reports, it does not release all of the formulas or background

information. The private corporations and government entities rely

on the information provided by Runzheimer.   The City asks the

Arbitrator to make a decision based upon the Runzheimer data.

            Additionally, SPMA had ample opportunity to examine the

Runzheimer Report prior to the hearing in order to prepare for

cross-examination of the Runzheimer representative.  Counsel for

the Union had adequate opportunity to cross-examine the Runzheimer

representative at the arbitration hearing.   The mere fact that

Runzheimer retains some underlying formulas as propriety does not

diminish the validity of the report's conclusions.

            The City does not doubt that there are improvements which

could be made in the Runzheimer methodology.  While Runzheimer may

not be a perfect report, it does establish it Costs more to live in    F

California than in Seattle.

            The results of the Runzheimer study suggest there is

about a 6.4% differential between living costs in Seattle and the

WC 7.  That differential should be included by the Arbitrator in

any analysis of the total cost of compensation.  Seattle compares

favorably with the compensation in the WC 7 jurisdictions.   City

Exhibit 102 reveals that Seattle police lieutenants will be 2% over

the WC 7 average if the City offer of 2.8% is awarded in this

proceeding  and cost  of  living  differences  are  appropriately

accounted for.  Police captains will be 3% over the West Coast

average and police majors will be over 6% above the West Coast

average using similar analysis.  In the last interest arbitration

between these parties arbitrator Snow concluded that a differential

of slightly over 5% between Seattle and the WC 7 was appropriate.

 

            G.        Benchmark for Comparison

 

            The City takes the position that the 23-year lieutenant

should be the basis for comparison.  According to the City, the

historical practice with respect to total costs of compensation and

longevity has been to use the average tenure for lieutenants in the

unit at that point in time.   The City has used the 23-year

lieutenant as a benchmark for comparison, while the Union has a 20-

year lieutenant as the point of comparison.  Since 23 years is in

fact the average seniority of lieutenants, it should be adopted by

the Arbitrator.  The averages are easily computed and the 23-year

figure can readily be used in comparison with the other WC 7

jurisdictions.

 

            H.        Medical Premiums

 

            In making the total compensation analysis, there are two

primary components to this assessment.  First, one must look for

the premium cost which is paid to the provider.  For most SPMA

members this is King County Medical.  Since the 23-year officer is

a LEOFF I employee, LEOFF I rates have been used.  The Union has

argued for a blended rate to take into account some members of the

bargaining unit are LEOFF II and pay a lower rate.   The City

objects to using a blended rate at this time.  The use of a blended

rate skews the data and understates Seattle's relative Position in

a total compensation analysis.  The thrust of the parties' total

cost compensation analysis is to look at a particular individual as

the average employee for purposes of comparison.  That average

employee in this bargaining unit has 23 years of service and

participates in the LEOFF I program.

            The second issue on the medical premium calculation is to

determine the appropriate year to use as the basis for making the

computation.  From the viewpoint of the City, the best measure of

insurance costs is its most recent experience.  These are the

actual amounts expended by the City for LEOFF I employees.  They

are not estimates, they are actual expenditures to be paid for

medical coverage.  The Arbitrator should reject the Union's attempt

to ignore the amounts actually paid to King County Medical for each

LEOFF I officer.  The City's figures accurately reflect that amount

of premium cost.  The Arbitrator should also reject any attempt to

second guess the rate structure established and charged by third-

party providers.

 

            I.          Uniform Allowance, Differed Compensation and

                        Pension Pick-Up

 

            Uniform allowance should be excluded from the total

compensation analysis because there is no accurate way to ensure

that a fair comparison can be made between departments that have

quartermaster systems and those who require uniforms and provide

equipment.  Deferred compensation programs should also be excluded

from the total compensation analysis based on the long-standing

practice  of  the  parties.    The  inclusion  of  the  deferred

compensation  program  in  the  wage  analysis  is  fraught  with

uncertainty and error.

            Regarding the manner in which to account for the pension

pick-up, the City submits the best way of determining the' net

impact on the employee is to start with the total salary paid the

employee and thereafter deduct the actual contribution which is

required after any pick-up has been made by the employer.  The

impact of this methodology is included in City Exhibit 100 and

should be used by the Arbitrator as it has been in previous

arbitrations.

 

            J.         Top Step Wages

 

            One method of analyzing the wage issue is to look simply

at top step wages being received by employees in question.  The

issue for resolution in this case is total compensation.  The base

salary paid in Seattle in relation to base salary paid the WC 7 is

a significant factor which weighs heavily in favor of the City's

proposal.  The Union's own exhibits demonstrate the Seattle base

salary was only 6.7% behind the WC 7 on September 1, 1992, if the

Oakland PERS figure is used, and 7.3% if the Oakland P&F is used.

If the City's 2.8% increase is awarded, Seattle will only be 3.9%

behind the WC 7.  Given the substantial cost of living differential

between  the  jurisdictions,  City  concludes  members  of  this

bargaining unit are being fairly and appropriately compensated.

            The Union's cry that it has lost ground compared with the

WC 7 is inaccurate.  The SPMA members stand today in exactly the

same place in relation to the WC 7 as they did in 1979.  Any

changes in the relationship between Seattle and the WC 7 can be

explained by the fact that inflation has been running much higher

in California than in the Seattle area.

            SPMA members have fared well in comparison to other

employees in the Puget Sound labor market.  The results of the

City's study of Puget Sound metropolitan jurisdictions who provide

police services and have over 25,000 population demonstrated that

Seattle lieutenants. receive 2.4% higher compensation than the

average received by their Puget Sound counterparts. Seattle police

captains receive 8% more than their Puget Sound area counterparts.

This comparison strongly supports the City's position in this

arbitration.

 

            K.        Internal Equity

 

            The City devotes a substantial effort to try and ensure

internal equity for all of its employees.  The vast majority of

contracts effective January 1, 1993, provided other City employees

with an increase of 3.2%.  That increase was arrived at by awarding

90% of the local area CPI to its employees.   Unrepresented

employees received this same increase.   The City and SPMA have

historically used the national CPI to determine the appropriate

wage level.  SPMA members have enjoyed a slightly higher rate based

on the use of the U.S. CPI-W than was generated by the local CPI-W.

It is equitable to have members of this unit receive a slightly

lower rate of increase this year now that the local area CPI is

increasing at a faster rate.  The City's proposed 2.8% increase for

1993 is 90% of the national CPI.

            The only exception to the pattern of 1993 wage increases

is the Seattle Police Guild, which received a 5% increase effective

January 1, 1993.  The City in that situation concluded that Police

Guild wages were about 10% behind their West Coast counterparts.

Since  SPMA  members  are  not  as  far  behind  the  West  Coast

jurisdictions, an increase of 2.8% is appropriate.   The City's

offer would also retain the differential between the ranks.  On the

other hand, the Union's proposal would obliterate the traditional

differential between the sergeant and the lieutenant.

 

            L.         Public and Private Sector Settlements

 

            The average increase in the WC 7 jurisdictions for the

contract year July 1992 through June 1993 is 2.5%.  City Ex. 87.

Puget Sound jurisdictions which the City used for comparison are

paying an average increase in 1993 of 3%.  City Ex. 124.  Double